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TOWARDS A COMPREHENSIVE DYNAMICS OF EVOLUTION:
Exploring the Interplay of Selection,
Neutrality, Accident, and Function
5-9 October 1998, Santa Fe Institute, Santa Fe, New Mexico

Talk Titles



Talk Abstracts


Genome Growth and the Evolution of Evolvability
Lee Altenberg

Abstract unavailable.

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Unnatural Selection and Variation: The Road Less Traveled
Jamie Bacher

Natural selection has been appreciated as an organizing principle of biology since the time of Darwin. More recently, it has become apparent that the same themes that govern natural selection, heritable variation, selection, and amplification, can be applied to the evolution of function in a variety of other systems as well. In particular, it has proven possible to evolve nucleic acid binding species and catalysts in vitro. The sequence "solutions" to functional "problems" that are yielded by in vitro selection experiments are typically diverse and/or divergent, and provide a unique reference point for understanding to what extent the natural universe is functionally optimal or historically constrained. More importantly, comparative analysis of sequence solutions yields what appear to be inherent rules for biopolymer evolution. In some cases these rules are intuitively obvious (i.e., the stringency of selection is directly related to the number of sequence solutions), while in other cases these rules are more intriguing (i.e., large polymers have more evolutionary options than small polymers). We will examine several such rules in more detail, and dwell briefly on their applications to exobiology and biotechnology.

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Recombination and Bimodality in Finite Population Evolutionary Dynamics
Lionel Barnett

The phenomenon of "bistability" or "hysteresis" has recently been observed in simulations of finite populations of genotypes evolving with mutation and recombination on simple (single-optimum) fitness landscapes [2]. Using a Moran birth and death model along the lines of [1] we demonstrate that the qualitative features of bistability can be explained in terms of the effects of recombination on the stationary distribution of optimum genotypes. Specifically, below the error threshold the stationary distribution is bimodal. Recombination has the effect of "pulling the modes apart" and creating a "probability barrier" between the modes. A further effect is inflation of mean waiting times for transitions between the modes. The model also facilitates calculation of and (at least in principle) an analytic expression for the error threshold where recombination is present.

On-line version, Gzip'd PostScript.
  1. Nowak, M. & Schuster, P. 1989. Error Thresholds of Replication in Finite Populations - Mutation Frequencies and the Onset of Muller's Ratchet. J. Theor. Biol. 59: 339-397.
  2. Boerlijst, M. C., Bonhoeffer, S. & Nowak, M. A. 1996. Viral Quasi-species and Recombination. Proc. R. Soc. London. B, 263:1577-1584.
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Dynamics of Punctuation
Aviv Bergman

Elementary considerations from Markov Chain theory applied to a wide array of evolutionary models are used to explain patterns of stasis and punctuation. This analysis explains both gradual and punctuated evolution exhibited in a series of numerical simulations of finite, spatially distributed populations with mutation and genetic drift. Neutral, stabilizing, and rugged selection landscapes are studied. In particular, a multilocus study of rugged fitness landscapes reveals punctuated evolution in average phenotypic value and mean fitness, and that the punctuation in these may not be synchronized in time. Finally, we show that these findings hold independently of the evolution equations, and in particular are not limited to Mendelian inheritance.

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Modeling the Evolution of Genetic Networks
Stefan Bornholdt

Boolean networks have been discussed as models for the information processing during gene expression in biological genetic networks [1,2]. The small number of cell types observed in Nature are modeled in terms of the dynamical attractors in a Boolean network.
One interesting issue in genetic networks is their evolutionary origin. Genetic networks can be used to define biological species: individuals with compatible genetic networks belong to a common species. Therefore, besides the dynamics of the network itself, the larger dynamical timescale of biological evolution is of interest when studying basic properties of genetic networks. An evolving Boolean network can be a first step towards modeling genetic networks on this timescale. In such a network model, each node is an on-off switch which itself is a function of the binary output from some other nodes. This connectivity in a single Boolean network is then evolved, and it has been demonstrated how the sole requirement of sequential matching of attractors leads to an evolution that exhibits punctuated equilibrium [3].
Looking further afield, such a model can serve as a possible link between models of micro- and macro-evolution of life. In this respect it demonstrates how genetic network evolution may determine observables of macroevolution as, for example, the distribution of species lifetimes which can be observed in the fossil record. It offers the possibility to reconciliate the observed exponential distribution of genera lifetimes with the power law distribution of lifetimes which one observes when averaging over the complete fossil record [3]. In this model the power law distribution of lifetimes is the result of a hierarchical superposition of exponential distributions from classes of networks with different genetic flexibilities, in analogy to the average over genera taken when considering the full fossil record.

  1. S. A. Kauffman, J. Theor. Biol. 22 (1969) 437.
  2. R. Somogyi and C.A. Sniegoski, Complexity 1(6), (1996) 45-63.
  3. S. Bornholdt and K. Sneppen, ``Neutral Mutations and Punctuated Equilibrium in Evolving Genetic Networks'', Phys. Rev. Lett. 81 (1998) 236.
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Developmental Spaces and Evolution
Gunther Eble

The diversity of form is a major signature of macroevolution, and its realization is tied to the structure of the genotype-phenotype map. Phenotypic variation, however, is expressed in hierarchical fashion, through the nonlinearities and discontinuities characteristic of developmental pathways. The hierarchical nature of development thus invites consideration of intervening levels of variation between genotype and (adult) phenotype, and justifies study of the ontogeny of phenotypic variation itself as an important element in any general theory of genotype-phenotype relations.
Statistical characterizations of morphological state-spaces (morphospaces) in terms of the spread, spacing, location, and neighborhood relations of forms are presented and discussed in terms of their bearing on the relationship between development and evolution. The notions of developmental disparity and developmental morphospaces (defined by incorporation of developmental data) are illustrated as a means of approaching issues such as vectors of change in ontogenetic and evolutionary time, general changes in rate and timing of development, testing of developmental "laws," and links between phylogenetic and ontogenetic trends. Emphasis is placed on the inference of structural constraints and of temporal asymmetries in evolutionary histories over macroevolutionary time scales. Sea urchins are used as a case study to evaluate some models of development and evolution.

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How to Get from Here to There in Information Space
Manfred Eigen

  1. Evolution as a Nondeterministic Polynomial Problem.
  2. Diffusion in Sequence Space.
  3. How to Solve the Problem in Polynomial Time.
  4. Testing the Theory by Experiments.
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What Drives Evolution?
Niles Eldredge

George Simpson was right when he said, in effect, that, there being one single history of life, there must be one single evolutionary theory to explain it. Yet that single theory has yet to be forged.
Deep connections between the nature and history of biological systems (both genealogical and ecological) and the physical realm have yet to be fully specified. The notion that competition among genes (or, more traditionally, simply organisms) for representation in succeeding generations (i.e. "reproductive success") constitutes the sole elemental driving force of the evolutionary process ignores the entire physical context of biological history. I will develop a model (the "sloshing bucket") that sees a spectrum from ecosystem disturbance/succession up through the evolutionary responses to global mass extinction events---as revealed, at all levels, though repeated historical patterns in the history of life. The model draws on previous work in biological hierarchy theory. Adaptation through natural selection remains the cornerstone mechanism underlying the phenotypic/genotypic history of life---but the generation of that diversity springs largely from the physical world and its impact (literally as well as figuratively) on ecosystems---and thus on genealogical systems (e.g. species and higher taxa). Thus the answer to the question: Is evolution primarily a deterministic process of adaptation via natural selection, or does chance play a major role (historical "contingency") is "Yes."

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Dynamics of Speciation on Holey Adaptive Landscapes
Sergey Gavrilets

The metaphor of holey adaptive landscapes provides a pictorial representation of the process of speciation as a consequence of genetic divergence. In this metaphor, biological populations diverge along connected clusters of well-fit genotypes in a multidimensional adaptive landscape and become reproductively isolated species when they come to be on opposite sides of a "hole" in the adaptive landscape. No crossing of any adaptive valleys is required. I will review recent analytical and numerical results on the dynamics of speciation on holey adaptive landscapes and discuss some biological implications of these results.

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The Dynamics of Genome Evolution
Martijn A. Huynen

The sequencing of complete genomes of cellular species allows the determination of evolutionary dynamics at various levels of genome organization. Rates of evolution can be determined, from the sequence differentiation of individual proteins, the domain organization of proteins, the gene content of genomes, the regulation of gene expression and the spatial organization of the genes in the genome, to the differentiation of metabolic pathways. Comparative analysis of completely sequenced prokaryotic genomes reveals a high diversity in all these aspects of the genome, even at comparatively short phylogenetic distances. Especially the regulation of gene expression, and the correlation of this regulation between genes via their occurrence in the same operons, evolves at a relatively high rate. The gene content of genomes evolves at a lower rate. Even though the occurrence of horizontal gene transfer has frequently been documented, the similarity in the gene content of two genomes correlates well with their divergence time. It can be used to reconstruct the phylogeny of life on earth.
To exemplify various aspects of genome evolution, one aspect of metabolism, the TriCarboxyAcid cycle (TCA) will be treated in more detail. The implementation of the TCA in prokaryotes reveals a remarkable diversity, both with respect the presence of certain pathways, the genes that encode the enzymes for these pathways and their (co)regulation.

Follow this link for the PNAS article.
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Biased Rules Governing Eukaryotic Gene Regulation Suggest Genetic Networks Lie Measurably in the Ordered Regime
Stuart Kauffman with Steve Harris, Bruce Sawhill, Andrew Wuensche

Abstract unavailable.
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Better than Sex?
Michael Lachmann

The reproduction algorithm employed by natural selection is often viewed as given. Why don't organisms use more successful mechanisms than random blind mutations and blind symmetric recombination to change their genome? The work presented starts by building a framework in which these questions can be addressed---comparing the optimality of the different reproductive mechanisms. Then the framework is used to find the optimal asexual reproductive algorithm in various settings, and an optimal sexual algorithm. It will be shown that in an asexual setting, random mutations are often the best one can do, but that in a sexual setting, there are many ways to be better. These results can also be used to address the question of the role of sexual reproduction for evolutionary systems.

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Dynamics of Trends in Hierarchical Complexity
Dan McShea

Abstract unavailable

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Coevolution of Strategies in N-Person Games
Kristian Lindgren and Johan Johansson

The evolution of cooperative behaviour has been studied extensively by the use of the two-person Prisoner's Dilemma game as a model for interaction between individuals. In such models reciprocity or ``kin selection'' are mechanisms that allow for cooperation to be established. In multi-person games, the problem of avoiding exploitation, or free riders, is more difficult, and cooperation may be harder to achieve. By varying the payoff parameters, noise level, and group size, we investigate in coevolutionary models under what circumstances cooperative behaviour evolves, both in a mean-field situation and in a spatially extended system on a lattice.

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Evolutionary Design of Collective Computation
Melanie Mitchell, with James P. Crutchfield and Rajarshi Das

We investigate the ability of a genetic algorithm to design cellular automata that perform computations. The computational strategies of the resulting cellular automata can be understood using a framework in which "particles" embedded in space-time configurations carry information and interactions between particles effect information processing. This structural analysis can also be used to explain the evolutionary process by which the strategies were designed by the genetic algorithm. More generally, our goals are to understand how evolutionary search can design complex decentralized systems with sophisticated collective computational abilities and to develop rigorous frameworks for understanding how the resulting dynamical systems perform computation.

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A Rugged Landscape Model with a Tunable Degree of Neutrality
Mark Newman

We introduce a model of evolution on a fitness landscape possessing a tunable degree of neutrality. The model allows us to study the general properties of molecular species undergoing neutral evolution. We find that a number of phenomena seen in RNA sequence-structure maps are present also in our general model. Examples are the occurrence of "common" structures which occupy a fraction of the genotype space which tends to unity as the length of the genotype increases, and the formation of percolating neutral networks which cover the genotype space in such a way that a member of such a network can be found within a small radius of any point in the space. We also describe a number of new phenomena which appear to be general properties of systems possessing selective neutrality. In particular, we show that the maximum fitness attained during the adaptive walk of a population evolving on such a fitness landscape increases with increasing degree of neutrality, and is directly related to the fitness of the most fit percolating network.
This work was performed in collaboration with Robin Engelhardt, Erik van Nimwegen and Kim Sneppen.

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Evolution as the Unfolding of Phenotypic State Space
Erik van Nimwegen and James P. Crutchfield

We describe evolutionary complexification as a process of dynamical symmetry breaking through which the macroscopic (phenotypic) state space unfolds into successively higher dimensions. During this, the population diffuses in a space of microscopic (genetic) degrees of freedom. This space is symmetric under the selection dynamics in the sense that the genetic variations that drive the diffusion are fitness-neutral.
In the general setting, however, the symmetry of the microscopic degrees of freedom is not complete. By visiting a small "portal" within the microscopic state space the symmetry can be dynamically broken. This leads to the appearance of a new macroscopic degree of freedom that then can be acted on by selection. Once such an innovation occurs, the population stabilizes in the new, higher dimensional macroscopic space until another portal in the microscopic space is discovered. The result is a dynamical picture of the evolutionary process as a series of epochs of stasis, punctuated by phenotypic innovations---a view that can be quantitatively analyzed in some detail.

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The Nearly Neutral Theory
Tomoko Ohta

Comparison of model analyses with the pattern of DNA sequence evolution suggests that nearly neutral mutations are abundant. Interaction of selection and drift will be discussed in relating molecular evolution to phenotypic observations, with special reference to slightly deleterious mutations.

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Dynamical Models of Co-adapting Agents
Richard Palmer

I'll discuss the prospects for fairly general dynamical theories of sets of co-adapting agents, each trying to model each other and/or aggregate properties of their environment. There do seem to be some relatively generic phenomena in such systems, including a transition from mutual equilibrium to complex behavior as exploration or learning rates are increased, and a accuracy-fragility tradeoff (and often break-down cycle) in internal models. Simple dynamical models may be able to capture such phenomena and help to classify and illuminate real co-adapting systems.

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Evolution on Neutral Networks
Christian Reidys

The mapping from RNA sequences to their secondary structures exhibits a large degree of redundancy; i.e., there are typically many sequences that realize a given structure. The set of all sequences folding into a given molecule are referred to as the "neutral network." It turns out that the graph-theoretic structure of neutral nets is of some importance for the understanding of evolution and evolutionary optimization. Some central questions in this context are:

  1. Can we characterize the emergence of a "giant component" in neutral networks?
  2. When does there exist a path composed by successive point mutations that connects any two sequences in a neutral net?
  3. Supposing (2), under which conditions are there "many" independent such paths in the net, allowing for (important) redundancy?
  4. Can we characterize the Hamming-length of these paths?
In my talk I address the above questions by using a random graph model of neutral nets. The ideas behind connectivity and path-connectivity will be discussed and finally some applications regarding evolutionary dynamics, like analytical results on pair distances of populations and the existence of a phenotypic error threshold are mentioned. Finally it is shown that neutral networks arise naturally in the study of sequential dynamical systems, where the key question consists in finding the problem adapted update schedule for the distributed system.

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Molecular Insights into Evolutionary Optimization
Peter Schuster

Evolutionary phenomena are observed in cell-free replication assays of nucleic acids and can be modeled appropriately by computer simulation. In these systems evolution is reduced to minimal complexity: (i) the two fundamental processes are complementary (±) replication and mutation, (ii) selection is provided by competition for fast replication, and (iii) genotype and phenotype are represented by two properties of the same molecule, sequence and structure, respectively. In vitro evolution of RNA is the only known example where genotype-phenotype mapping can be analyzed in detail since it is reduced to folding the molecules into structures.
Computer simulations of RNA evolution were carried out in a kind of flowreactor which allows to keep the numbers of molecules constant within natural fluctuations (N ± Sqrt(N)). In order to be able to handle large numbers of molecules a simplified notion of structure, the so-called secondary structure, was applied to RNA. Optimization was guided towards a given target structure---which happened to be tRNAphe---by means of a fitness function that decreases monotonically with the distance to the target. Individual computer runs using population sizes of 1,000 to 10,000 molecules were performed. The trajectories showed characteristic punctuated course. The runs were analyzed in terms of relay series representing a posteriori recordings of the series of phenotypes leading to the target structure. A molecular interpretation based on the observed changes in structure is given. Depending on the probability of occurrence continuous transitions are distinguished from rare, discontinuous ones. Every step in the evolutionary trajectory is initiated by a discontinuous transition. A notion of evolutionary nearness of phenotypes is introduced that creates a topology in shape space.

Reference: Walter Fontana and Peter Schuster, Science 280 (1998) 1451-1455.

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A Principle for the Dynamic Persistence of Cooperation
Guy Sella and Michael Lachmann

Sub-populations of cooperators and defectors inhabit sites on a lattice. The interaction among the individuals at a site, determined by the outcome of a prisoners dilemma (PD) game, determine their fitnesses. The PD payoff parameters are chosen so that cooperators are able to maintain a homogeneous population, while defectors are not. Individuals mutate to become the other type and migrate to a neighboring site with low probabilities. Both density dependent and density independent versions of this model are studied. The dynamics of this model can be understood by considering the life-cycle of a population at a site. The life-cycle starts with one cooperator that establishes a population. Then defectors invade and eventually take over resulting finally in the death of the population. During this life-cycle new cooperator populations are founded by single cooperators that migrate out to empty neighboring sites. The system can reach a steady-state where cooperation prevails if the global "birth" rate of populations is equal to the rate of their "death." The steady state is dynamic in nature--cooperation persists although every single population of cooperators dies out. These dynamics enable the persistence of cooperation in a large section of the model's parameter space.

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The Structure of Landscapes
Peter F. Stadler

Landscapes arise in different contexts, from evolutionary biology to combinatorial optimization. The notion of a landscape---composed of a (large) set of configurations, a cost function, a topological structure in "configuration space" which is induced by the search process--sets the stage for understanding at least the simplest types of adaptation.
In my presentation I will outline approaches to characterize the most salient features of landscapes: ruggedness and neutrality.

Publications

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Evolution of Mutational Robustness
Andreas Wagner

Many subsystems of organisms are quite robust to mutations, as exemplified by the high tolerance of proteins to amino acid changes, the resilience of metabolic flux to changes in enzyme activity and the robustness of developmental pathways to mutations in their constituent genes. The mechanistic basis for robustness in each of these cases depends on peculiarities of the system studied, raising the possibility that robustness is an intrinsic characteristic of these systems. A more attractive alternative, which we explore, is that observed robustness is a property that itself has evolved because it "protects" an organism against otherwise deleterious mutations. We investigate this possibility on the level of biological macromolecules and on the level of gene networks in developmental pathways.

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Jim Crutchfield
Last modified: 9 August 2002