Fluctuation Spectroscopy

Karl Young
Space Sciences Division
NASA Ames Research Center
Mail Stop 245-3
Moffet Field, California 94035 USA
James P. Crutchfield
Physics Department
University of California
Berkeley, California 94720, USA

ABSTRACT: We review the thermodynamics of estimating the statistical fluctuations of an observed process. Since any statistical analysis involves a choice of model class -- either explicitly or implicitly -- we demonstrate the benefits of a careful choice. For each of three classes a particular model is reconstructed from data streams generated by four sample processes. Then each estimated model's thermodynamic structure is used to estimate the typical behavior and the magnitude of deviations for the observed system. These are then compared to the known fluctuation properties. The type of analysis advocated here, which uses estimated model class information, recovers the correct statistical structure of these processes from simulated data. The current alternative -- direct estimation of the Renyi entropy from time series histograms -- uses neither prior nor reconstructed knowledge of the model class. And, in most cases, it fails to recover the process's statistical structure from finite data -- unpredictability is overestimated. In this analysis, we introduce the fluctuation complexity as a measure of a process's total range of allowed statistical variation. It is a new and complementary characteristic in that it differs from the process's information production rate and its memory capacity.


J. P. Crutchfield and K. Young, "Fluctuation Spectroscopy", Chaos, Solitons, and Fractals 4 (1993) 5-39. [ps.gz]= 392kb [ps]= 1,807kb [pdf]= 934kb. Santa Fe Institute Working Paper 93-05-028.